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Home Archive by Category "Uncategorized" (Page 8)

Uncategorized

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

C&DI Mergers And Acquisitions Proxy Statement SEC Proxy Rules Shareholder Proposals SLB 14H Uncategorized

SEC Guidance On Proxy Presentation Of Certain Matters In The Merger And Acquisition Context

Laura Anthony, Esq.

January 5, 2016

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14c Information Statement Form 10 Reverse Mergers Schedule 14C SEC Schedule 14A Section 14 Securities Attorneys Super 8-K Uncategorized

14C Information Statement Requirements for a Pre-Merger Recapitalization

Laura Anthony, Esq.

July 10, 2013

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SEC Final Rule Changes For Exempt Offerings – Part 2

Laura Anthony, Esq.

February 12, 2021

On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r...

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Direct Public Offering (DPO)DTC Chill DTC Eligibility FINRA Form S-1 Going Public Going Public Attorneys IPO LawCast Network NASDAQ NASDAQ Listing Requirements NYSE MKT NYSE MKT Listing Requirements OTC Market OTC Markets Listing Requirements Reverse Mergers Rule 144 SEC Uncategorized

Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger

Laura Anthony, Esq.

June 30, 2015

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Update On Nasdaq And NYSE Direct Listings

Laura Anthony, Esq.

January 2, 2022

The rules related to direct listings continue to evolve as this method of going public continues to gain in popularity. The last ti...

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Blank Check Companies Direct Public Offering (DPO)Form 10 Form S-1 OTC Market Public Shell Company Rule 144 Rule 419 S-1 Registration Statement SEC Guidance Small Cap Market Uncategorized

Direct Public Offerings by Shell Companies- Tread Carefully

Laura Anthony, Esq.

July 29, 2014

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Mergers And Acquisitions; Board Of Directors Responsibilities – Delaware

Laura Anthony, Esq.

April 30, 2019 April 30, 2019

Recently the Delaware Chancery Court rejected an interested executive’s defense of a breach of fiduciary duty claim, reminding us of...

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C&DI Corporate Law Regulation FD Rule 134 SEC Guidance Small Cap Market Uncategorized

SEC Issues New Guidance on Use of Twitter and Other Social Media Communications

Laura Anthony, Esq.

April 29, 2014

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Form 10 Form 8-K Regulation S-K Regulation S-X SEC Uncategorized

Responding To SEC Comments

Laura Anthony, Esq.

March 29, 2016 September 6, 2016

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Regulation SCI SEC Uncategorized

Regulation SCI

Laura Anthony, Esq.

April 12, 2016 September 6, 2016

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