Law Blog Category: Proxy Statement

The SEC Has Proposed The Use Of Universal Proxy Cards

February 28, 2017 in Proxy Statement, SEC, SEC Proxy Rules

The SEC has seen a huge exodus of key officials and employees since the recent change in administration, and the ultimate effect of these changes on pending or proposed rule making remains to be seen. However, some proposed rules, whether published or still in drafting process, will remain largely unaffected by the political changes. This Read the full article…

NASDAQ Requires Disclosure Of Third-Party Director Compensation

On July 1, 2016, the SEC approved NASDAQ’s new rule requiring listed companies to publicly disclose compensation or other payments by third parties to members of or nominees to the board of directors. The new rule, which went into effect in early August, is being dubbed the “Golden Leash Disclosure Rule.” The Golden Leash Disclosure Read the full article…

SEC Guidance On Proxy Presentation Of Certain Matters In The Merger And Acquisition Context

SEC Guidance on Shareholder Proposals and Procedural Requirements

Shareholder Proposals And Procedural Requirements

Proposed Amendments To Disclosure Of Hedging Policies For Officers, Directors And Employees

Say-On-Pay for Smaller Reporting Companies