Law Blog Category: NYSE MKT Listing Requirements

The 20% Rule- Acquisitions

Nasdaq and the NYSE American both have “20% Rules” requiring listed companies to receive shareholder approval prior to issuing unregistered securities in an amount of 20% or more of their outstanding common stock or voting power. Nasdaq Rule 5635 sets forth the circumstances under which shareholder approval is required prior to an issuance of securities Read the full article…

NYSE MKT Listing Requirements

NASDAQ Listing Requirements

Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger