Law Blog Category: 14c Information Statement
NASDAQ Requires Disclosure Of Third-Party Director Compensation
On July 1, 2016, the SEC approved NASDAQ’s new rule requiring listed companies to publicly disclose compensation or other payments by third parties to members of or nominees to the board of directors. The new rule, which went into effect in early August, is being dubbed the “Golden Leash Disclosure Rule.” The Golden Leash Disclosure Read the full article…
14C Information Statement Requirements for a Pre-Merger Recapitalization
July 10, 2013 in 14c Information Statement, Form 10, Reverse Mergers, Schedule 14C, SEC Schedule 14A, Section 14, Securities Attorneys, Super 8-K, Uncategorized
Elements Constituting “Solicitation” Such that a 14A Proxy Solicitation is Required Instead of a 14C Information Statement Under the Section 14 Proxy Rules of the Securities Exchange Act of 1934
October 20, 2009 in 14c Information Statement, OTCBB, Schedule 14A, Schedule 14C, SEC Guidance, SEC Proxy Rules, SEC Schedule 14A, Section 14, Securities Attorneys, Uncategorized
Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accordingly, small publicly traded companies require the assistance of an experienced securities attorney or securities law firm.