SECSecurities AttorneySecurities Attorneys SEC Announces Enforcement Results For Fiscal Year-End 2016 Laura Anthony, Esq.October 18, 2016 October 18, 2016 On October 11, 2016, the SEC announced its enforcement results for fiscal year-end September 30, 2016 (FYE 2016). In FYE 2016 the S... 025400
Dodd-Frank ActFINRARule 144SECSecurities AttorneySecurities AttorneysThe FAST ActUncategorized House Passes More Securities Legislation Laura Anthony, Esq.March 15, 2016 040100
SECSEC GuidanceSEC Investor AlertSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized SEC Issues Investor Alert Warning That Fantasy Stock Trading Websites May Violate Securities Laws Laura Anthony, Esq.September 15, 2015 053000
Pay Ratio Disclosure RulesSECSecurities AttorneySecurities AttorneysUncategorized SEC Has Adopted Final Pay Ratio Disclosure Rules Laura Anthony, Esq.September 8, 2015 034100
Hostile TakeoverNevada Corporate StatutesNevada StatutesSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized A Summary Of The 2015 Amendments To The Nevada Revised Statutes Laura Anthony, Esq.August 18, 2015 042200
C&DIClawback RulesSECSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized SEC Proposed Executive Compensation Clawback Rules Laura Anthony, Esq.August 3, 2015 043800
MD&ARegulation S-KRisk FactorsSecurities AttorneysSmall Cap MarketUncategorized ABA Federal Regulation Of Securities Committee Makes Recommendations On Regulation S-K Laura Anthony, Esq.June 1, 2015 030300
Form 10Form 10-KForm 10-QPay Versus PerformanceSecurities AttorneysSmall Cap MarketUncategorized SEC Proposed Pay Versus Performance Laura Anthony, Esq.May 19, 2015 034600
Dodd-Frank ActJOBS ACTSECSecurities AttorneysSmall Cap MarketUncategorized SEC Congressional Testimony- Part I Laura Anthony, Esq.April 14, 2015 030900
NASAARegulation ARegulation A+Securities AttorneysSmall Cap MarketUncategorized SEC Has Published Final Rules Adopting Regulation A+ Laura Anthony, Esq.March 31, 2015 054700