Law Blog Category: Rule 134
Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2
Corporate Communications During the Public Offering Process; Avoid Gun Jumping
August 12, 2014 in Direct Public Offering (DPO), Free Writing Prospectus, Gun Jumping, IPO, JOBS ACT, Rule 134, Rule 135, Safe Harbors, Section 5, Securities Attorneys, Small Cap Market, Uncategorized
SEC Issues New Guidance on Use of Twitter and Other Social Media Communications
April 29, 2014 in C&DI, Corporate Law, Regulation FD, Rule 134, SEC Guidance, Small Cap Market, Uncategorized
Crowdfunding Using Regulation A? Yes, You Can- Right Now!
June 19, 2013 in Crowdfunding, JOBS ACT, JOBS ACT and Crowdfunding, Regulation A, Regulation A+, Rule 134, S-1 Registration Statement, Securities Attorneys
Regulation A – An Exemption By Any Other Name Is A Short Form Registration
Although Regulation A is legally an exemption from the registration requirements contained in Section 5 of the Securities Act of 1933, as a practical matter it is more analogous to registration than any other exemption. In particular, Regulation A provides for the filing of an offering prospectus which closely resembles a registration statement, with the Securities and Exchange Commission (“SEC”). The SEC then can, and often does, comment on the filing. Practitioners often refer to Regulation A as a short form registration.