Law Blog Category: Blank Check Companies
SEC Footnote 32 and Sham S-1 Registration Statements
September 29, 2015 in Blank Check Companies, Form S-1, Public Shell, Reverse Mergers, SEC, Uncategorized
Direct Public Offerings by Shell Companies- Tread Carefully
SEC has Modified Policies on Offerings by Shell Companies
October 01, 2013 in Blank Check Companies, FINRA, Form 10, Form 8-K, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Securities Attorneys
Rule 419 and Offerings by Shell or Blank Check Companies
The provisions of Rule 419 apply to every registration statement filed under the Securities Act of 1933, as amended, by a blank check company. Rule 419 requires that the blank check company filing such registration statement deposit the securities being offered and proceeds of the offering into an escrow or trust account pending the execution Read the full article…