Law Blog Category: Blank Check Companies

SEC Footnote 32 and Sham S-1 Registration Statements

September 29, 2015 in Blank Check Companies, Form S-1, Public Shell, Reverse Mergers, SEC, Uncategorized

Direct Public Offerings by Shell Companies- Tread Carefully

July 29, 2014 in Blank Check Companies, Direct Public Offering (DPO), Form 10, Form S-1, OTC Market, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Small Cap Market, Uncategorized

SEC has Modified Policies on Offerings by Shell Companies

October 01, 2013 in Blank Check Companies, FINRA, Form 10, Form 8-K, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Securities Attorneys

Rule 419 and Offerings by Shell or Blank Check Companies

January 05, 2010 in Blank Check Companies, Rule 419, Securities Attorneys

The provisions of Rule 419 apply to every registration statement filed under the Securities Act of 1933, as amended, by a blank check company. Rule 419 requires that the blank check company filing such registration statement deposit the securities being offered and proceeds of the offering into an escrow or trust account pending the execution Read the full article…