Law Blog Category: SEC Schedule 14A

Completing A Name Change Without Shareholder Approval

Say-On-Pay for Smaller Reporting Companies

Public Company SEC Reporting Requirements

14C Information Statement Requirements for a Pre-Merger Recapitalization

Elements Constituting “Solicitation” Such that a 14A Proxy Solicitation is Required Instead of a 14C Information Statement Under the Section 14 Proxy Rules of the Securities Exchange Act of 1934

Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accordingly, small publicly traded companies require the assistance of an experienced securities attorney or securities law firm.