Law Blog Category: Mergers And Acquisitions
Florida Broker-Dealer Registration Exemption For M&A Brokers
October 25, 2016 in Blue Sky Laws, Broker Dealer Registration Requirements, Broker-Dealer, Florida Corporate Statutes, Mergers And Acquisitions, OTC Market, OTC Pink, OTCQB, OTCQX, SEC, Uncategorized
Following the SEC’s lead, effective July 1, 2016, Florida has passed a statutory exemption from the broker-dealer registration requirements for entities effecting securities transactions in connection with the sale of equity control in private operating businesses (“M&A Broker”). As discussed further below, the new Florida statute, together with the SEC M&A Broker exemption, may have Read the full article…
SEC Guidance On Proxy Presentation Of Certain Matters In The Merger And Acquisition Context
January 05, 2016 in C&DI, Mergers And Acquisitions, Proxy Statement, SEC Proxy Rules, Shareholder Proposals, SLB 14H, Uncategorized
Mergers And Acquisitions; Appraisal Rights
November 10, 2015 in Delaware Corporate Statutes, Delaware Corporations, Merger Transaction, Mergers And Acquisitions, Uncategorized
Mergers And Acquisitions – The Merger Transaction
October 20, 2015 in Hostile Takeover, Merger Transaction, Mergers And Acquisitions, Reverse Mergers, Reverse Triangular Merger, Uncategorized
Guide to Reverse Merger Transaction
Board of Directors Obligations as Applied to Mergers and Acquisitions
October 30, 2013 in Mergers And Acquisitions, Securities Attorneys