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Law Blog Category: Section 14

Shareholder Proposals And Procedural Requirements

February 24, 2015 in Proxy Statement, SEC Proxy Rules, Section 14, Shareholder Proposals, Uncategorized

Completing A Name Change Without Shareholder Approval

July 22, 2014 in Articles of Incorporation, CUSIP Number, OTC Market, SEC Proxy Rules, SEC Schedule 14A, Section 14, Shareholder Proposals, Small Cap Market

14C Information Statement Requirements for a Pre-Merger Recapitalization

July 10, 2013 in 14c Information Statement, Form 10, Reverse Mergers, Schedule 14C, SEC Schedule 14A, Section 14, Securities Attorneys, Super 8-K, Uncategorized

Elements Constituting “Solicitation” Such that a 14A Proxy Solicitation is Required Instead of a 14C Information Statement Under the Section 14 Proxy Rules of the Securities Exchange Act of 1934

October 20, 2009 in 14c Information Statement, OTCBB, Schedule 14A, Schedule 14C, SEC Guidance, SEC Proxy Rules, SEC Schedule 14A, Section 14, Securities Attorneys, Uncategorized

Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accordingly, small publicly traded companies require the assistance of an experienced securities attorney or securities law firm.

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​Securities Law Blogs

  • ESG Disclosures – A Continued Discussion April 9, 2021
  • ESG Investing and Ratings April 2, 2021

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