Law Blog Category: S-1 Registration Statement
The Fast Act (Fixing American’s Surface Transportation Act)
December 15, 2015 in Form S-1, IPO, S-1 Registration Statement, Section 3(a)(39), Section 4(a)(7), The FAST Act, Uncategorized
Insider Trading- A Case Study
October 07, 2014 in Insider Trading, Rule 10b5-2(b), S-1 Registration Statement, Safe Harbors, Uncategorized
NASAA and US Senate Oppose State Law Pre-Emption in Proposed Regulation A+
August 19, 2014 in JOBS ACT, Regulation A, Regulation A+, Rule 506, S-1 Registration Statement, Uncategorized
Direct Public Offerings by Shell Companies- Tread Carefully
Public Company SEC Reporting Requirements
April 15, 2014 in Form 10, Form 10-K, Form 10-Q, Form 8-K, Regulation FD, Rule 144, S-1 Registration Statement, Schedule 13D, Schedule 14C, SEC Schedule 14A, Securities Attorneys, Uncategorized
Concurrent Public and Private Offerings
SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies
February 04, 2014 in FINRA, Form 10, Form 8-K, Form S-1, JOBS ACT, Public Shell Company, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys
Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public
January 21, 2014 in Broker-Dealer, Direct Public Offering (DPO), Due Diligence, FINRA, Form 10, Funding Portals, Going Public, Going Public Attorneys, Merger Transaction, NASDAQ, OTC Market, OTCBB, OTCQB and OTCQX, Private Investment in Public Equity (PIPE), Public Shell Company, Reverse Mergers, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys, Uncategorized
The DPO Process Including Form S-1 Registration Statement Requirements
SEC has Modified Policies on Offerings by Shell Companies
October 01, 2013 in Blank Check Companies, FINRA, Form 10, Form 8-K, Public Shell Company, Rule 144, Rule 419, S-1 Registration Statement, SEC Guidance, Securities Attorneys