LawCast with Laura Anthony, Esq. provides timely, in-depth coverage of the most important news in the small-cap industry. Produced and hosted by attorney Laura Anthony, LawCast expounds on corporate finance transactions and capital markets, including registered public offerings (IPOs and follow-on), exempt private offerings, SEC reporting requirements, Nasdaq and NYSE American exchange listing and ongoing qualification standards, OTCQB and OTCQX listing and ongoing qualification requirements, initial cryptocurrency offerings (ICOs), as well as private and public mergers and acquisitions, corporate governance and general corporate and transactional matters. LawCast is the essential resource for small and emerging growth companies, investment bankers and broker dealers, attorneys, accountants and independent auditors, transfer agents, and virtually everyone interested in the small-cap and lower middle market sectors.
SEC Fall 2021 Regulatory Agenda- In mid-December, the SEC published its semiannual regulatory agenda and plans for rulemaking. The Unified Agenda of Regulatory and Deregulatory Actions contains the Regulatory Plans of 28 federal agencies and 68 federal agency regulatory agendas. The Fall 2021 Agenda (“Agenda”) met with criticism from Commissioner Hester M. Peirce and now former Commissioner Elad L. Roisman as failing to provide any items intended to facilitate capital formation – one of the main tenets of the SEC. The Agenda is published twice a year, and for several years I have blogged about each publication.
Laura Anthony, Esq. has been keeping you up to date on the laws, statues, schedules and regulations that impact your business for nearly thirty years. Laura Anthony, Esq. founded the corporate law firm, Anthony, Linder & Cacomanolis, PLLC. Do your own research clicking the links below or contact us today to book an appointment.