Law Blog Category: Form S-1
Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2
OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies
State Blue Sky Concerns; Florida and New York
March 01, 2016 in Blue Sky Laws, Florida Corporate Statutes, Form S-1, Regulation A, Regulation A+, Uncategorized
SEC Issues Rules Implementing Certain Provisions Of The FAST Act
February 02, 2016 in C&DI, Form F-1, Form S-1, JOBS ACT, JOBS ACT and Crowdfunding, The FAST Act, Uncategorized
The Fast Act (Fixing American’s Surface Transportation Act)
December 15, 2015 in Form S-1, IPO, S-1 Registration Statement, Section 3(a)(39), Section 4(a)(7), The FAST Act, Uncategorized
SEC Footnote 32 and Sham S-1 Registration Statements
September 29, 2015 in Blank Check Companies, Form S-1, Public Shell, Reverse Mergers, SEC, Uncategorized
Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger
June 30, 2015 in Direct Public Offering (DPO), DTC Chill, DTC Eligibility, FINRA, Form S-1, Going Public, Going Public Attorneys, IPO, LawCast Network, NASDAQ, NASDAQ Listing Requirements, NYSE MKT, NYSE MKT Listing Requirements, OTC Market, OTC Markets Listing Requirements, Reverse Mergers, Rule 144, SEC, Uncategorized
Direct Public Offerings by Shell Companies- Tread Carefully
SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies
February 04, 2014 in FINRA, Form 10, Form 8-K, Form S-1, JOBS ACT, Public Shell Company, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys