Uncategorized Regulation By Enforcement Laura Anthony, Esq.April 1, 2022 The SEC is well known for, and often criticized for, its practice of regulation by enforcement. In recent years the SEC has been mo... 01.6K00
Uncategorized The BSTX Laura Anthony, Esq.March 25, 2022 On January 27, 2022, the SEC approved the country’s 17th stock exchange, the first one of which will utilize blockchain technology. ... 01.5K00
Uncategorized Non-Fungible Tokens Laura Anthony, Esq.March 25, 2022 This one has been on my list for a while and I’m finally ready to dive in – non-fungible tokens (NFTs). In July 2017, the world of ... 01.6K00
Uncategorized Disclosure Considerations Related To The Conflict In The Ukraine Laura Anthony, Esq.March 9, 2022 In addition to being a tragedy, the Russian attack on the Ukraine has disrupted businesses around the world, caused a spike in oil p... 01.5K00
Uncategorized SEC Proposes Rules Related To Securities Lending Market Laura Anthony, Esq.March 2, 2022 In November 2021, the SEC proposed new Exchange Act Rule 10c-1, which would require lenders of securities to provide the material te... 01.4K00
Uncategorized SEC ReOpens Comment Period For Pay Versus Performance Laura Anthony, Esq.February 23, 2022 On January 27, 2022, the SEC re-opened the comment period on proposed rules under the Dodd-Frank Act requiring disclosure of informa... 01.5K00
Uncategorized SEC Fall 2021 Regulatory Agenda Laura Anthony, Esq.February 15, 2022 In mid-December, the SEC published its semiannual regulatory agenda and plans for rulemaking. The Unified Agenda of Regulatory and... 01.6K00
Uncategorized SPAC Shareholder Litigation – First Fire Laura Anthony, Esq.February 10, 2022 On January 3, 2022, the Delaware Court of Chancery denied a motion to dismiss a shareholder lawsuit against a SPAC’s sponsor, its di... 01.4K00
Uncategorized Virtual Annual Meetings Laura Anthony, Esq.February 3, 2022 April 11, 2022 As the Covid-19 pandemic continues to disrupt normal business operations and impede a third proxy/annual meeting season, the SEC has... 02.5K5430
Uncategorized SEC Proposes New Share Repurchase Disclosure Rules Laura Anthony, Esq.January 24, 2022 On December 15, 2021, the SEC proposed amendments to Securities Exchange Act Rule 10b-18, which provides issuers and affiliates with... 01.5K00