Law Blog Category: Regulation FD
Road Shows
May 16, 2017 in Emerging Growth Company (EGC), Going Public, IPO, Regulation A, Regulation FD, Road Shows, Rule 163
Introduction; Definitions We often hear the words “road show” associated with a securities offering. A road show is simply a series of presentations made by company management to key members of buy-side market participants such as broker-dealers that may participate in the syndication of an offering, and institutional investor groups and money managers that may Read the full article…
Changes In India’s Laws Related To Foreign Direct Investments- A U.S. Opportunity; Brief Overview For Foreign Private Issuers
November 08, 2016 in NASDAQ, OTC Market, OTC Markets Listing Requirements, OTCQX, OTCQX Listing Requirements, Regulation D, Regulation FD, Rule 144, SEC
Make Laura Anthony’s Blog Site #1 Click Icon Below and Vote NOW In June 2016, the Indian government announced new rules allowing for foreign direct investments into Indian owned and domiciled companies. The new rules continue a trend in laws supporting India as an open world economy. A large portion of the U.S. public marketplace Read the full article…
SEC Issues New Guidance on Use of Twitter and Other Social Media Communications
April 29, 2014 in C&DI, Corporate Law, Regulation FD, Rule 134, SEC Guidance, Small Cap Market, Uncategorized
Public Company SEC Reporting Requirements
April 15, 2014 in Form 10, Form 10-K, Form 10-Q, Form 8-K, Regulation FD, Rule 144, S-1 Registration Statement, Schedule 13D, Schedule 14C, SEC Schedule 14A, Securities Attorneys, Uncategorized
SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I
April 25, 2013 in Form 10-K, Form 8-K, Regulation FD, SEC Guidance, Securities Attorneys, Uncategorized