Law Blog Category: Small Cap Market

SEC Has Published Final Rules Adopting Regulation A+

SEC Rules – The Commission Publishes List of New Regulations for Review

The ECOS Matter; When Is A Reverse Split Effective?

Corporate Communications During the Public Offering Process; Avoid Gun Jumping

The Sale of Unregistered Securities Must Satisfy Form 8-K Filing Requirements In a 3(a)(10) Transaction

Direct Public Offerings by Shell Companies- Tread Carefully

Completing A Name Change Without Shareholder Approval

SEC Extends Valuable Guidance to Determine and Verify Accredited Investors

Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices

Schedule 13D and 13G Filing Requirements for Public Company Shareholders

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