Law Blog Category: CUSIP Number

Completing A Name Change Without Shareholder Approval

July 22, 2014 in Articles of Incorporation, CUSIP Number, OTC Market, SEC Proxy Rules, SEC Schedule 14A, Section 14, Shareholder Proposals, Small Cap Market

What is A CUSIP and Legal Entity Identifier (LEI) Number?

May 27, 2014 in CUSIP Number, Depository Trust Company (DTC), DTC Eligibility, FINRA, Form 10, LEI Number, Rule 144, Uncategorized