Law Blog Category: Form 10-K

Guidance On New Exhibit Rules In SEC Filings

On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. The amendments require any company filing registration statements or reports with the SEC to include a hyperlink to all exhibits listed on the exhibit list. In addition, because ASCII cannot support hyperlinks, Read the full article…

SEC Small Business Advisory Committee Public Company Disclosure Recommendations

SEC Proposed Pay Versus Performance

Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies?

CEO and CFO Certifications for Forms 10-Q and 10-K

Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices

An Overview of MD&A

June 10, 2014 in Form 10, Form 10-K, Form 10-Q, MD&A

Public Company SEC Reporting Requirements

SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I

How To Bring A Delinquent Exchange Act Reporting Company Current

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