Law Blog Category: Form 10-K
Guidance On New Exhibit Rules In SEC Filings
On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. The amendments require any company filing registration statements or reports with the SEC to include a hyperlink to all exhibits listed on the exhibit list. In addition, because ASCII cannot support hyperlinks, Read the full article…
SEC Small Business Advisory Committee Public Company Disclosure Recommendations
October 27, 2015 in Form 10-K, Form 10-Q, Form 8-K, Regulation S-K, Rule 144, Schedule 13D, Schedule 13G, Schedule 14A, SEC, SEC Advisory Committee, Section 16, Uncategorized
SEC Proposed Pay Versus Performance
May 19, 2015 in Form 10, Form 10-K, Form 10-Q, Pay Versus Performance, Securities Attorneys, Small Cap Market, Uncategorized
Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies?
December 23, 2014 in Form 10, Form 10-K, Form 10-Q, Form 8-K, Regulation S-K, Rule 144, Rule 144A, Schedule 14C, Smaller Reporting Company, Uncategorized
CEO and CFO Certifications for Forms 10-Q and 10-K
August 26, 2014 in CEO/CFO Certification Requirements, Form 10-K, Form 10-Q, Form 8-K, Sarbanes-Oxley Act of 2002, Section 15(d), Uncategorized
Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices
June 30, 2014 in Corporate Law, Form 10-K, Insider Trading, Schedule 13G, SEC Guidance, Section 13, Section 16, Securities Attorneys, Small Cap Market, Uncategorized, White Paper
Public Company SEC Reporting Requirements
April 15, 2014 in Form 10, Form 10-K, Form 10-Q, Form 8-K, Regulation FD, Rule 144, S-1 Registration Statement, Schedule 13D, Schedule 14C, SEC Schedule 14A, Securities Attorneys, Uncategorized
SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I
April 25, 2013 in Form 10-K, Form 8-K, Regulation FD, SEC Guidance, Securities Attorneys, Uncategorized
How To Bring A Delinquent Exchange Act Reporting Company Current
January 25, 2013 in Form 10-K, Form 10-Q, MD&A, S-3 Registration Statement, Securities Attorneys, Uncategorized