Law Blog Category: Section 16
SEC Small Business Advisory Committee Public Company Disclosure Recommendations
October 27, 2015 in Form 10-K, Form 10-Q, Form 8-K, Regulation S-K, Rule 144, Schedule 13D, Schedule 13G, Schedule 14A, SEC, SEC Advisory Committee, Section 16, Uncategorized
SEC Files Dozens of Charges for Violations of the Section 16 and Section 13 Corporate Insider Reporting Requirements
September 15, 2014 in Going Public, Insider Trading, Schedule 13D, Schedule 13G, Section 13, Section 16, Uncategorized
Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices
June 30, 2014 in Corporate Law, Form 10-K, Insider Trading, Schedule 13G, SEC Guidance, Section 13, Section 16, Securities Attorneys, Small Cap Market, Uncategorized, White Paper
Reverse Mergers Hinge on Due Diligence and Cleaning Up Public Shells
October 01, 2009 in Articles of Incorporation, Due Diligence, Going Public, PCAOB Auditing, Public Shell Company, Reverse Mergers, Section 16
When a publicly traded company “goes dark” and becomes delinquent in its filing requirements, it generally becomes a public shell and is no longer quoted on the Over the Counter Bulletin Board Exchange (OTCBB). However, with the assistance of an experienced securities attorney, the shell company can be restored so that a merger candidate can be introduced.