Broker-DealerDirect Public Offering (DPO)Due DiligenceFINRAForm 10Funding PortalsGoing PublicGoing Public AttorneysMerger TransactionNASDAQOTC MarketOTCBBOTCQB and OTCQXPrivate Investment in Public Equity (PIPE)Public Shell CompanyReverse MergersRule 144S-1 Registration StatementSEC Rule 15c2-11Securities AttorneysUncategorized Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public Laura Anthony, Esq.January 21, 2014 069700
14c Information StatementForm 10Reverse MergersSchedule 14CSEC Schedule 14ASection 14Securities AttorneysSuper 8-KUncategorized 14C Information Statement Requirements for a Pre-Merger Recapitalization Laura Anthony, Esq.July 10, 2013 046000
Blank Check CompaniesFINRAForm 10Form 8-KPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSecurities Attorneys SEC has Modified Policies on Offerings by Shell Companies Laura Anthony, Esq.October 1, 2013 040700
Form 10-KForm 10-QMD&AS-3 Registration StatementSecurities AttorneysUncategorized How To Bring A Delinquent Exchange Act Reporting Company Current Laura Anthony, Esq.January 25, 2013 038500
Form 10Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Rule 144ASchedule 14CSmaller Reporting CompanyUncategorized Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies? Laura Anthony, Esq.December 23, 2014 034800
FINRAForm 10Form 8-KForm S-1JOBS ACTPublic Shell CompanyRule 144S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies Laura Anthony, Esq.February 4, 2014 034400
Form 10Form 10-KForm 10-QForm 8-KRegulation FDRule 144S-1 Registration StatementSchedule 13DSchedule 14CSEC Schedule 14ASecurities AttorneysUncategorized Public Company SEC Reporting Requirements Laura Anthony, Esq.April 15, 2014 033900
Form 10Rule 144Rule 145Section 5Securities AttorneysSpin-Off How to Complete an Unregistered Spin-Off Laura Anthony, Esq.October 22, 2013 033300
Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksForm 10Global LockRule 144Securities AttorneysWhite Paper DTC Has Published Proposed Rules Related To Chills and Locks Laura Anthony, Esq.January 28, 2014 030300
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 027800