Law Blog Category: SEC Guidance

SEC Advisory Committee Recommendations Related To Finders

SEC Issues Investor Alert Warning That Fantasy Stock Trading Websites May Violate Securities Laws

SEC Issues Guidance On “Voting Power” For Purposes Of Bad Actor Rules

SEC Advisory Committee On Small And Emerging Companies’ Recommendations On Accredited Investor Definition

SEC Rules – The Commission Publishes List of New Regulations for Review

Direct Public Offerings by Shell Companies- Tread Carefully

SEC Extends Valuable Guidance to Determine and Verify Accredited Investors

Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices

SEC Issues New Guidance on Use of Twitter and Other Social Media Communications

Proposed Crowdfunding Rules – Part IV

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