Form 10Form 10-KForm 10-QRegulation S-KRegulation S-XSEC Guidance On New Exhibit Rules In SEC Filings Laura Anthony, Esq.November 14, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 01.7K00
Form 10Form 8-KRegulation S-KRegulation S-XSECUncategorized Responding To SEC Comments Laura Anthony, Esq.March 29, 2016 September 6, 2016 066700
Form 10Form 10-KForm 10-QPay Versus PerformanceSecurities AttorneysSmall Cap MarketUncategorized SEC Proposed Pay Versus Performance Laura Anthony, Esq.May 19, 2015 036200
Form 10Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Rule 144ASchedule 14CSmaller Reporting CompanyUncategorized Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies? Laura Anthony, Esq.December 23, 2014 044500
Blank Check CompaniesDirect Public Offering (DPO)Form 10Form S-1OTC MarketPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSmall Cap MarketUncategorized Direct Public Offerings by Shell Companies- Tread Carefully Laura Anthony, Esq.July 29, 2014 068300
CUSIP NumberDepository Trust Company (DTC)DTC EligibilityFINRAForm 10LEI NumberRule 144Uncategorized What is A CUSIP and Legal Entity Identifier (LEI) Number? Laura Anthony, Esq.May 27, 2014 01.6K00
Form 10Form 10-KForm 10-QForm 8-KRegulation FDRule 144S-1 Registration StatementSchedule 13DSchedule 14CSEC Schedule 14ASecurities AttorneysUncategorized Public Company SEC Reporting Requirements Laura Anthony, Esq.April 15, 2014 042100
Direct Public Offering (DPO)Due DiligenceForm 10Going PublicMerger TransactionMergers And AcquisitionsPublic Shell CompanyReverse MergersReverse Triangular MergerRule 144Securities AttorneysSuper 8-KSuper 8-k Requirements Guide to Reverse Merger Transaction Laura Anthony, Esq.March 18, 2014 00.9K00
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 035400
