Regulation SRule 144ASecurities Attorneys An Overview of Regulation S – The Offshore Offering Exclusion Laura Anthony, Esq.September 24, 2013 01.1K00
15c2-11 ApplicationOTC MarketOTCBBOTCQB and OTCQXOTCQXPinksheetsSEC Rule 15c2-11Securities Attorneys OTC Market Group Has Modified Its Alternative Reporting Standard Laura Anthony, Esq.June 11, 2013 049800
14c Information StatementForm 10Reverse MergersSchedule 14CSEC Schedule 14ASection 14Securities AttorneysSuper 8-KUncategorized 14C Information Statement Requirements for a Pre-Merger Recapitalization Laura Anthony, Esq.July 10, 2013 046000
Form 10-KForm 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I Laura Anthony, Esq.April 25, 2013 044300
Form DPrivate PlacementRegulation DRule 156Rule 506SEC GuidanceSecurities Attorneys The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part II Laura Anthony, Esq.August 27, 2013 042100
Public Shell CompanyReverse MergersRule 144Rule 145Section 3(a)(10)Securities Attorneys Section 3(a)(10) Debt Conversions in a Shell Company Pre-Reverse Merger Laura Anthony, Esq.July 2, 2013 041200
15c2-11 ApplicationCrowdfundingFINRAFunding PortalsIntrastate OfferingJOBS ACT and CrowdfundingRule 147SEC Rule 15c2-11Section 3(a)(11) State Crowdfunding Using Intrastate Offerings and Rule 147 Laura Anthony, Esq.September 10, 2013 041100
Blank Check CompaniesFINRAForm 10Form 8-KPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSecurities Attorneys SEC has Modified Policies on Offerings by Shell Companies Laura Anthony, Esq.October 1, 2013 040700
15c2-11 ApplicationDue DiligenceFINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC Laura Anthony, Esq.May 29, 2013 039800
Form 10-KForm 10-QMD&AS-3 Registration StatementSecurities AttorneysUncategorized How To Bring A Delinquent Exchange Act Reporting Company Current Laura Anthony, Esq.January 25, 2013 038500