Law Blog Category: Form 10
SEC Proposed Pay Versus Performance
May 19, 2015 in Form 10, Form 10-K, Form 10-Q, Pay Versus Performance, Securities Attorneys, Small Cap Market, Uncategorized
Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies?
December 23, 2014 in Form 10, Form 10-K, Form 10-Q, Form 8-K, Regulation S-K, Rule 144, Rule 144A, Schedule 14C, Smaller Reporting Company, Uncategorized
Direct Public Offerings by Shell Companies- Tread Carefully
What is A CUSIP and Legal Entity Identifier (LEI) Number?
May 27, 2014 in CUSIP Number, Depository Trust Company (DTC), DTC Eligibility, FINRA, Form 10, LEI Number, Rule 144, Uncategorized
Public Company SEC Reporting Requirements
April 15, 2014 in Form 10, Form 10-K, Form 10-Q, Form 8-K, Regulation FD, Rule 144, S-1 Registration Statement, Schedule 13D, Schedule 14C, SEC Schedule 14A, Securities Attorneys, Uncategorized
Guide to Reverse Merger Transaction
SEC Proposes Rules for Regulation A+
February 25, 2014 in Crowdfunding, Form 10, Form 10-Q, JOBS ACT, Regulation A, Regulation A+, Regulation D, Rule 144, SEC Rule 15c2-11, Securities Attorneys
SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies
February 04, 2014 in FINRA, Form 10, Form 8-K, Form S-1, JOBS ACT, Public Shell Company, Rule 144, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys