Proxy StatementSchedule 14AShareholder ProposalsSLB 14HUncategorized SEC Guidance on Shareholder Proposals and Procedural Requirements Laura Anthony, Esq.December 8, 2015 046300
Intrastate CrowdfundingIntrastate OfferingRule 147Rule 504SECSection 3(a)(11)Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part 1 Laura Anthony, Esq.November 17, 2015 038200
Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Schedule 13DSchedule 13GSchedule 14ASECSEC Advisory CommitteeSection 16Uncategorized SEC Small Business Advisory Committee Public Company Disclosure Recommendations Laura Anthony, Esq.October 27, 2015 049900
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 046600
SECSEC Penalties ActUncategorized The Stronger Enforcement Of Civil Penalties Act; A Push For Higher SEC Penalties Laura Anthony, Esq.September 22, 2015 032200
Pay Ratio Disclosure RulesSECSecurities AttorneySecurities AttorneysUncategorized SEC Has Adopted Final Pay Ratio Disclosure Rules Laura Anthony, Esq.September 8, 2015 038600
JOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation D OfferingsRule 144ARule 506Uncategorized SEC Issues Guidance On General Solicitation And Advertising In Regulation D Offerings Laura Anthony, Esq.September 1, 2015 067200
C&DIClawback RulesSECSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized SEC Proposed Executive Compensation Clawback Rules Laura Anthony, Esq.August 3, 2015 048300
Bad Actor RulesBad ActorsGoing Public AttorneysRule 505Rule 506SEC GuidanceUncategorized SEC Issues Guidance On “Voting Power” For Purposes Of Bad Actor Rules Laura Anthony, Esq.July 21, 2015 056900
Direct Public Offering (DPO)DTC ChillDTC EligibilityFINRAForm S-1Going PublicGoing Public AttorneysIPOLawCast NetworkNASDAQNASDAQ Listing RequirementsNYSE MKTNYSE MKT Listing RequirementsOTC MarketOTC Markets Listing RequirementsReverse MergersRule 144SECUncategorized Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger Laura Anthony, Esq.June 30, 2015 071200
