Blank Check CompaniesDirect Public Offering (DPO)Form 10Form S-1OTC MarketPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSmall Cap MarketUncategorized Direct Public Offerings by Shell Companies- Tread Carefully Laura Anthony, Esq.July 29, 2014 075600
CUSIP NumberDepository Trust Company (DTC)DTC EligibilityFINRAForm 10LEI NumberRule 144Uncategorized What is A CUSIP and Legal Entity Identifier (LEI) Number? Laura Anthony, Esq.May 27, 2014 01.8K00
Form 10Form 10-KForm 10-QForm 8-KRegulation FDRule 144S-1 Registration StatementSchedule 13DSchedule 14CSEC Schedule 14ASecurities AttorneysUncategorized Public Company SEC Reporting Requirements Laura Anthony, Esq.April 15, 2014 048600
Concurrent Private and Public OfferingsCorporate LawGun JumpingPrivate PlacementRegulation DRule 144S-1 Registration StatementSafe HarborsSection 4(2)Section 4(a)(2)Securities AttorneysUncategorized Concurrent Public and Private Offerings Laura Anthony, Esq.April 8, 2014 159300
CrowdfundingFINRAIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 147SEC Rule 15c2-11Securities Attorneys Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next? Laura Anthony, Esq.March 11, 2014 042300
Public Shell CompanyRule 144Section 3(a)(9)Uncategorized Understanding Section 3(a)(9) Exchanges and Conversions as Related to Convertible Promissory Notes Laura Anthony, Esq.March 4, 2014 04.6K00
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 042500
Broker Dealer Registration RequirementsBroker-DealerGoing PublicJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 506Section 12Securities AttorneysUncategorized The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers Laura Anthony, Esq.February 18, 2014 081800
Rule 144Rule 144 Legal OpinionsRule 144 Opinion LettersRule 144ASection 3(a)(9)Securities Attorneys A Basic Overview of Rule 144 Laura Anthony, Esq.February 11, 2014 056100
FINRAForm 10Form 8-KForm S-1JOBS ACTPublic Shell CompanyRule 144S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies Laura Anthony, Esq.February 4, 2014 053200
