Form 10Form 10-KForm 10-QRegulation S-KRegulation S-XSEC Guidance On New Exhibit Rules In SEC Filings Laura Anthony, Esq.November 14, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 01.4K00
Regulation S-KRisk FactorsSafe HarborsUncategorized Risk Factor Disclosures For Reporting Public Companies Laura Anthony, Esq.November 18, 2014 075700
Direct Public Offering (DPO)Form S-1Regulation S-KS-1 Registration StatementS-3 Registration StatementSection 5Securities AttorneysWhite Paper The DPO Process Including Form S-1 Registration Statement Requirements Laura Anthony, Esq.January 7, 2014 067700
Form 10Form 8-KRegulation S-KRegulation S-XSECUncategorized Responding To SEC Comments Laura Anthony, Esq.March 29, 2016 September 6, 2016 051100
Form 10-KForm 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I Laura Anthony, Esq.April 25, 2013 044300
Regulation S-KRegulation S-XSECThe FAST Act SEC Proposes Rules to Modernize and Simplify Disclosures Laura Anthony, Esq.October 31, 2017 October 31, 2017 On October 11, 2017, as part of the ongoing SEC Disclosure Effectiveness Initiative, the SEC published proposed rule amendments to m... 038500
Regulation FDRegulation S-KRule 10b-18Uncategorized Public Company and Affiliate Stock Buyback Rules; Rule 10b-18 Laura Anthony, Esq.September 2, 2014 038200
Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Schedule 13DSchedule 13GSchedule 14ASECSEC Advisory CommitteeSection 16Uncategorized SEC Small Business Advisory Committee Public Company Disclosure Recommendations Laura Anthony, Esq.October 27, 2015 036900
Regulation S-KRegulation S-XSECSEC GuidanceSmaller Reporting CompanyThe FAST ActUncategorized SEC’s Financial Disclosure Requirements For Sub-Entities Of Registered Companies Laura Anthony, Esq.February 16, 2016 As required by the JOBS Act, in 2013 the SEC launched its Disclosure Effectiveness Initiative and has been examining disclosure requ... 036300
Form 8-KMergers And AcquisitionsRegulation FDSecurities Attorneys Mergers and Acquisitions; Merger Documents Outlined Laura Anthony, Esq.November 5, 2013 035000