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Home Archive by Category "Securities Attorneys" (Page 2)

Securities Attorneys

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Insider Trading SEC Guidance Securities Attorneys

10b5-1 Trading Plans and Material Non-Public Information

Laura Anthony, Esq.

November 23, 2009

As a safe harbor from insider trading liability, Rule 10b5-1 provides that a purchase or sale of securities will not be deemed to be...

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Concurrent Private and Public Offerings Corporate Law Gun Jumping Private Placement Regulation D Rule 144 S-1 Registration Statement Safe Harbors Section 4(2)Section 4(a)(2)Securities Attorneys Uncategorized

Concurrent Public and Private Offerings

Laura Anthony, Esq.

April 8, 2014

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Blank Check Companies FINRA Form 10 Form 8-K Public Shell Company Rule 144 Rule 419 S-1 Registration Statement SEC Guidance Securities Attorneys

SEC has Modified Policies on Offerings by Shell Companies

Laura Anthony, Esq.

October 1, 2013

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Form 10-K Form 10-Q MD&A S-3 Registration Statement Securities Attorneys Uncategorized

How To Bring A Delinquent Exchange Act Reporting Company Current

Laura Anthony, Esq.

January 25, 2013

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SEC Securities Attorney Securities Attorneys

SEC Announces Enforcement Results For Fiscal Year-End 2016

Laura Anthony, Esq.

October 18, 2016 October 18, 2016

On October 11, 2016, the SEC announced its enforcement results for fiscal year-end September 30, 2016 (FYE 2016). In FYE 2016 the S...

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Form 10 Rule 144 Rule 145 Section 5 Securities Attorneys Spin-Off

How to Complete an Unregistered Spin-Off

Laura Anthony, Esq.

October 22, 2013

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Form 8-K Mergers And Acquisitions Regulation FD Securities Attorneys

Mergers and Acquisitions; Merger Documents Outlined

Laura Anthony, Esq.

November 5, 2013

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Public Shell Company Reverse Mergers Rule 144 Rule 145 Section 3(a)(10)Securities Attorneys

Section 3(a)(10) Debt Conversions in a Shell Company Pre-Reverse Merger

Laura Anthony, Esq.

July 2, 2013

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Rule 144 Rule 144 Legal Opinions Rule 144 Opinion Letters Rule 144A Section 3(a)(9)Securities Attorneys

A Basic Overview of Rule 144

Laura Anthony, Esq.

February 11, 2014

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15c2-11 Application OTC Market OTCBB OTCQB and OTCQX OTCQX Pinksheets SEC Rule 15c2-11 Securities Attorneys

OTC Market Group Has Modified Its Alternative Reporting Standard

Laura Anthony, Esq.

June 11, 2013

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All rights reserved. Anthony L.G., PLLC

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LawCasts
Laura Anthony, Esq.
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Disclaimer