Emerging Growth Company (EGC)Going PublicIPORegulation ARegulation FDRoad ShowsRule 163 Road Shows Laura Anthony, Esq.May 16, 2017 May 16, 2017 Introduction; Definitions We often hear the words “road show” associated with a securities offering. A road show is simply a series... 01.1K00
NASDAQOTC MarketOTC Markets Listing RequirementsOTCQXOTCQX Listing RequirementsRegulation DRegulation FDRule 144SEC Changes In India’s Laws Related To Foreign Direct Investments- A U.S. Opportunity; Brief Overview For Foreign Private Issuers Laura Anthony, Esq.November 8, 2016 November 11, 2016 Make Laura Anthony’s Blog Site #1 Click Icon Below and Vote NOW In June 2016, the Indian government announced new rules allowing for... 045800
Free Writing ProspectusNASDAQRegulation FDS-3 Registration Statement Confidentially Marketed Public Offerings (CMPO) Laura Anthony, Esq.July 5, 2016 December 5, 2016 060500
Regulation FDRegulation S-KRule 10b-18Uncategorized Public Company and Affiliate Stock Buyback Rules; Rule 10b-18 Laura Anthony, Esq.September 2, 2014 051100
C&DICorporate LawRegulation FDRule 134SEC GuidanceSmall Cap MarketUncategorized SEC Issues New Guidance on Use of Twitter and Other Social Media Communications Laura Anthony, Esq.April 29, 2014 064200
Form 10Form 10-KForm 10-QForm 8-KRegulation FDRule 144S-1 Registration StatementSchedule 13DSchedule 14CSEC Schedule 14ASecurities AttorneysUncategorized Public Company SEC Reporting Requirements Laura Anthony, Esq.April 15, 2014 042000
Form 8-KMergers And AcquisitionsRegulation FDSecurities Attorneys Mergers and Acquisitions; Merger Documents Outlined Laura Anthony, Esq.November 5, 2013 047000
Regulation FDSEC GuidanceSecurities Attorneys SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part III Laura Anthony, Esq.May 14, 2013 030400
Form 8-KRegulation FDSEC GuidanceSecurities Attorneys SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part II Laura Anthony, Esq.May 3, 2013 031400
Form 10-KForm 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I Laura Anthony, Esq.April 25, 2013 053500