14c Information StatementNASDAQProxy StatementSEC NASDAQ Requires Disclosure Of Third-Party Director Compensation Laura Anthony, Esq.October 11, 2016 October 11, 2016 On July 1, 2016, the SEC approved NASDAQ’s new rule requiring listed companies to publicly disclose compensation or other payments b... 039700
Free Writing ProspectusNASDAQRegulation FDS-3 Registration Statement Confidentially Marketed Public Offerings (CMPO) Laura Anthony, Esq.July 5, 2016 December 5, 2016 060800
Form S-1NASDAQNASDAQ Listing RequirementsOTC MarketOTC Markets Listing RequirementsOTCQXRegulation AS-3 Registration Statement OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies Laura Anthony, Esq.June 28, 2016 December 5, 2016 052500
NASDAQNASDAQ Listing RequirementsNYSE MKT Listing RequirementsReverse MergersSEC NYSE MKT Listing Requirements Laura Anthony, Esq.June 14, 2016 December 5, 2016 01.1K00
FINRANASDAQNASDAQ Listing RequirementsNYSE MKTNYSE MKT Listing RequirementsUncategorized NASDAQ Listing Requirements Laura Anthony, Esq.April 26, 2016 September 6, 2016 00.9K00
Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksNASDAQNYSE MKTRegulation SHOSECThe FAST ActUncategorized The U.S. Capital Markets Clearance And Settlement Process Laura Anthony, Esq.April 19, 2016 01.2K00
Direct Public Offering (DPO)DTC ChillDTC EligibilityFINRAForm S-1Going PublicGoing Public AttorneysIPOLawCast NetworkNASDAQNASDAQ Listing RequirementsNYSE MKTNYSE MKT Listing RequirementsOTC MarketOTC Markets Listing RequirementsReverse MergersRule 144SECUncategorized Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger Laura Anthony, Esq.June 30, 2015 066000
NASDAQPCAOB AuditingSecurities AttorneysSmall Cap Market The NASDAQ Private Market Laura Anthony, Esq.March 25, 2014 041100
Broker-DealerDirect Public Offering (DPO)Due DiligenceFINRAForm 10Funding PortalsGoing PublicGoing Public AttorneysMerger TransactionNASDAQOTC MarketOTCBBOTCQB and OTCQXPrivate Investment in Public Equity (PIPE)Public Shell CompanyReverse MergersRule 144S-1 Registration StatementSEC Rule 15c2-11Securities AttorneysUncategorized Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public Laura Anthony, Esq.January 21, 2014 082300
Broker-DealerCrowdfundingJOBS ACTJOBS ACT and CrowdfundingNASDAQRegulation DRule 144Rule 506 NASDAQ To Acquire Sharepost And Create The NASDAQ Private Exchange Laura Anthony, Esq.March 11, 2013 023300