CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings Laura Anthony, Esq.July 16, 2013 038100
14c Information StatementForm 10Reverse MergersSchedule 14CSEC Schedule 14ASection 14Securities AttorneysSuper 8-KUncategorized 14C Information Statement Requirements for a Pre-Merger Recapitalization Laura Anthony, Esq.July 10, 2013 060200
Public Shell CompanyReverse MergersRule 144Rule 145Section 3(a)(10)Securities Attorneys Section 3(a)(10) Debt Conversions in a Shell Company Pre-Reverse Merger Laura Anthony, Esq.July 2, 2013 048800
Regulation S-KSEC GuidanceSecurities AttorneysUncategorized SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases Laura Anthony, Esq.June 25, 2013 026800
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation ARegulation A+Rule 134S-1 Registration StatementSecurities Attorneys Crowdfunding Using Regulation A? Yes, You Can- Right Now! Laura Anthony, Esq.June 19, 2013 031300
15c2-11 ApplicationOTC MarketOTCBBOTCQB and OTCQXOTCQXPinksheetsSEC Rule 15c2-11Securities Attorneys OTC Market Group Has Modified Its Alternative Reporting Standard Laura Anthony, Esq.June 11, 2013 057500
15c2-11 ApplicationFINRAOTC MarketS-1 Registration StatementSEC Rule 15c2-11Securities Attorneys SEC Suspends Trading On 61 Shell Companies Laura Anthony, Esq.June 3, 2013 036700
15c2-11 ApplicationDue DiligenceFINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC Laura Anthony, Esq.May 29, 2013 048700
Dodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysVenture Capital An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part II Laura Anthony, Esq.May 21, 2013 . 030000
Broker-DealerDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506S-1 Registration StatementSecurities Attorneys An Overview of Exemptions for Hedge Fund Advisers: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part I Laura Anthony, Esq.May 16, 2013 037500
