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Home Posts Tagged "Securities Exchange Act of 1934" (Page 2)

Tag: Securities Exchange Act of 1934

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Mergers And Acquisitions Securities Attorneys

Board of Directors Obligations as Applied to Mergers and Acquisitions

Laura Anthony, Esq.

October 30, 2013

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14c Information Statement Form 10 Reverse Mergers Schedule 14C SEC Schedule 14A Section 14 Securities Attorneys Super 8-K Uncategorized

14C Information Statement Requirements for a Pre-Merger Recapitalization

Laura Anthony, Esq.

July 10, 2013

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15c2-11 Application Due Diligence FINRA OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Private Investment in Public Equity (PIPE)S-1 Registration Statement SEC Rule 15c2-11 Securities Attorneys

The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC

Laura Anthony, Esq.

May 29, 2013

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Dodd-Frank Act JOBS ACT JOBS ACT and Crowdfunding Reverse Mergers Securities Attorneys Venture Capital

An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part II

Laura Anthony, Esq.

May 21, 2013

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Broker-Dealer Depository Trust Company (DTC)DTC Chill DTC Eligibility OTC Market OTCBB OTCQB and OTCQX Pinksheets Securities Attorneys

An Update On Dealing With The DTC Following The SEC’s Ruling On International Power Group, Ltd.

Laura Anthony, Esq.

December 6, 2012

Back in October and November of 2011, I wrote a series of blogs regarding DTC eligibility for OTC (over-the-counter) Issuers. OTC I...

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Form 10 JOBS ACT JOBS ACT and Crowdfunding Reverse Mergers SEC Guidance Securities Attorneys

SEC Issues Guidance on Registration and Deregistration Under Jobs Act

Laura Anthony, Esq.

April 18, 2012

On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately, such as the ability...

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Home
LawCasts
Laura Anthony, Esq.
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Disclaimer