Law Blog Tag: securities act of 1933

Direct Public Offerings by Shell Companies- Tread Carefully

DTC Has Published Proposed Rules Related To Chills and Locks

Board of Directors Obligations as Applied to Mergers and Acquisitions

DTC Unveils Procedures and Plans for a Rule Change that Applies to Issuers Affected By Chills and Locks

Section 3(a)(10) Debt Conversions in a Shell Company Pre-Reverse Merger

SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases

An Overview of Exemptions for Hedge Fund Advisers: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part I

SEC Issues Guidance Regarding The Exemption From Broker-Dealer Registration In Title II Of The JOBS Act

NASDAQ To Acquire Sharepost And Create The NASDAQ Private Exchange

The ABA Pushes To Allow For The Payment Of Finder’s Fees

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