BlockchainBlockchain TechnologyDistributed Ledger TechnologyDLTICOsInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC The SEC’s Strategic Hub For Innovation And Financial Technology Laura Anthony, Esq.December 11, 2018 Responding to the growing necessity, in mid-October the SEC launched a Strategic Hub for Innovation and Financial Technology (FinHub... 049400
SECSmall Business Capital Formation The 2017 SEC Government-Business Forum On Small Business Capital Formation Laura Anthony, Esq.March 13, 2018 On November 30, 2017, the SEC held its annual Government-Business Forum on Small Business Capital Formation (the “Forum”). It will b... 025600
BlockchainBlockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency Offerings The Senate Banking Committee’s Hearing On Cryptocurrencies Laura Anthony, Esq.March 6, 2018 On February 6, 2018, the United States Senate Committee on Banking Housing and Urban Affairs (“Banking Committee”) held a hearing on... 050000
CFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC The SEC And CFTC Joint Statements On Cryptocurrencies; Global Regulators Join In Laura Anthony, Esq.February 6, 2018 On January 19, 2018 and again on January 25, 2018, the SEC and CFTC divisions of enforcement issued joint statements regarding crypt... 030300
SECSEC Advisory CommitteeSEC GuidanceSEC Investor AlertSEC Penalties ActSEC Proxy RulesSEC Regulations on CrowdfundingSEC Rules on crowdfunding The SEC’s 2017 Enforcement Priorities And Results Laura Anthony, Esq.January 9, 2018 No more broken windows! In a series of speeches by various top brass at the SEC followed by the publication of the SEC Enforcement... 027500
C&DIOTC MarketOTC Markets Listing RequirementsOTCQBOTCQXOTCQX Listing RequirementsSEC The SEC Has Issued New Guidance Related To Foreign Private Issuers Laura Anthony, Esq.March 14, 2017 On December 8, 2016, the SEC issued 35 new compliance and disclosure interpretations (C&DI) including five related to the use of... 078600
Proxy StatementSECSEC Proxy Rules The SEC Has Proposed The Use Of Universal Proxy Cards Laura Anthony, Esq.February 28, 2017 The SEC has seen a huge exodus of key officials and employees since the recent change in administration, and the ultimate effect of... 023600
Blue Sky LawsC&DIForm 1-AJOBS ACTRegulation ARegulation A+Rule 506Test The Waters Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1 Laura Anthony, Esq.July 19, 2016 184800
Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksNASDAQNYSE MKTRegulation SHOSECThe FAST ActUncategorized The U.S. Capital Markets Clearance And Settlement Process Laura Anthony, Esq.April 19, 2016 01K00
CrowdfundingIntrastate CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSection 4(a)(6)Uncategorized Title III Crowdfunding Laura Anthony, Esq.December 22, 2015 037200