Law Blog Category: Small Business Capital Formation
The 2017 SEC Government-Business Forum On Small Business Capital Formation
March 13, 2018 in SEC, Small Business Capital Formation
On November 30, 2017, the SEC held its annual Government-Business Forum on Small Business Capital Formation (the “Forum”). It will be several months until the final report with recommendations from the forum is published, but the opening remarks from SEC Chair Jay Clayton and Commissioners Kara Stein and Michael Piwowar provide ongoing and consistent guidance Read the full article…
Recommendations Of SEC Government-Business Forum On Small Business Capital Formation
May 23, 2017 in FINRA, NASAA, OTC Market, Rule 144, Rule 147, Rule 147A, Rule 504, Rule 506, SEC, SEC Advisory Committee, Small Business Capital Formation
In early April, the SEC Office of Small Business Policy published the 2016 Final Report on the SEC Government-Business Forum on Small Business Capital Formation, a forum I had the honor of attending and participating in. As required by the Small Business Investment Incentive Act of 1980, each year the SEC holds a forum focused Read the full article…