Regulation S-KRegulation S-XSEC ABA Comment Letter On Disclosures Under Regulation S-K Laura Anthony, Esq.May 1, 2018 May 1, 2018 In December 2017, the American Bar Association (“ABA”) submitted its fourth comment letter to the SEC related to the financial and b... 032500
MD&ARegulation S-KRisk FactorsSecurities AttorneysSmall Cap MarketUncategorized ABA Federal Regulation Of Securities Committee Makes Recommendations On Regulation S-K Laura Anthony, Esq.June 1, 2015 024500
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 032200
Form 10Form 10-KForm 10-QRegulation S-KRegulation S-XSEC Guidance On New Exhibit Rules In SEC Filings Laura Anthony, Esq.November 14, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 01.5K00
Form 8-KMergers And AcquisitionsRegulation FDSecurities Attorneys Mergers and Acquisitions; Merger Documents Outlined Laura Anthony, Esq.November 5, 2013 035700
Direct Public Offering (DPO)Due DiligenceOTCBBPublic Shell CompanyRegulation S-KReverse Mergers Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO Laura Anthony, Esq.October 17, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 028800
14c Information StatementProxy StatementSchedule 14AUncategorized Proposed Amendments To Disclosure Of Hedging Policies For Officers, Directors And Employees Laura Anthony, Esq.February 17, 2015 030800
Regulation FDRegulation S-KRule 10b-18Uncategorized Public Company and Affiliate Stock Buyback Rules; Rule 10b-18 Laura Anthony, Esq.September 2, 2014 038500
Form 10Form 8-KRegulation S-KRegulation S-XSECUncategorized Responding To SEC Comments Laura Anthony, Esq.March 29, 2016 September 6, 2016 051800
Regulation S-KRisk FactorsSafe HarborsUncategorized Risk Factor Disclosures For Reporting Public Companies Laura Anthony, Esq.November 18, 2014 076300