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Home Posts Tagged "NASDAQ"

Tag: NASDAQ

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

NASDAQ NASDAQ Listing Requirements NYSE

NASDAQ And NYSE American Shareholder Approval Requirements– Change Of Control

Laura Anthony, Esq.

April 9, 2019 April 9, 2019

Nasdaq and the NYSE American both have rules requiring listed companies to receive shareholder approval prior to issuing securities...

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14c Information Statement NASDAQ Proxy Statement SEC

NASDAQ Requires Disclosure Of Third-Party Director Compensation

Laura Anthony, Esq.

October 11, 2016 October 11, 2016

On July 1, 2016, the SEC approved NASDAQ’s new rule requiring listed companies to publicly disclose compensation or other payments b...

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Free Writing Prospectus NASDAQ Regulation FD S-3 Registration Statement

Confidentially Marketed Public Offerings (CMPO)

Laura Anthony, Esq.

July 5, 2016 December 5, 2016

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631

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Form S-1 NASDAQ NASDAQ Listing Requirements OTC Market OTC Markets Listing Requirements OTCQX Regulation A S-3 Registration Statement

OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies

Laura Anthony, Esq.

June 28, 2016 December 5, 2016

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542

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NASDAQ NASDAQ Listing Requirements NYSE MKT Listing Requirements Reverse Mergers SEC

NYSE MKT Listing Requirements

Laura Anthony, Esq.

June 14, 2016 December 5, 2016

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Depository Trust Company (DTC)DTC Chill DTC Eligibility DTC Global Locks NASDAQ NYSE MKT Regulation SHO SEC The FAST Act Uncategorized

The U.S. Capital Markets Clearance And Settlement Process

Laura Anthony, Esq.

April 19, 2016

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NASDAQ PCAOB Auditing Securities Attorneys Small Cap Market

The NASDAQ Private Market

Laura Anthony, Esq.

March 25, 2014

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Broker-Dealer Crowdfunding JOBS ACT JOBS ACT and Crowdfunding NASDAQ Regulation D Rule 144 Rule 506

NASDAQ To Acquire Sharepost And Create The NASDAQ Private Exchange

Laura Anthony, Esq.

March 11, 2013

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All rights reserved. Anthony L.G., PLLC

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LawCasts
Laura Anthony, Esq.
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