C&DIForm 8-KForm S-3SEC SEC Issues New C&DI Clarifying The Use Of Form S-3 By Smaller Reporting Companies; The Baby Shelf Rule Laura Anthony, Esq.January 17, 2017 The SEC has been issuing a slew of new Compliance and Disclosure Interpretations (“C&DI”) on numerous topics in the past few mon... 03.7K00
MD&ARegulation S-KRegulation S-XSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 2 Laura Anthony, Esq.May 17, 2016 030800
Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Schedule 13DSchedule 13GSchedule 14ASECSEC Advisory CommitteeSection 16Uncategorized SEC Small Business Advisory Committee Public Company Disclosure Recommendations Laura Anthony, Esq.October 27, 2015 043700
Pay Ratio Disclosure RulesSECSecurities AttorneySecurities AttorneysUncategorized SEC Has Adopted Final Pay Ratio Disclosure Rules Laura Anthony, Esq.September 8, 2015 033800
Dodd-Frank ActForm 8-KJOBS ACTProxy StatementSEC Schedule 14ASmall Cap MarketSmaller Reporting CompanyUncategorized Say-On-Pay for Smaller Reporting Companies Laura Anthony, Esq.May 6, 2014 045900
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 033300
Form 8-KRegulation FDSEC GuidanceSecurities Attorneys SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part II Laura Anthony, Esq.May 3, 2013 029000
Form 10-KForm 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I Laura Anthony, Esq.April 25, 2013 051000
Form 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Clears Social Media As An Acceptable Form For Company Announcements Laura Anthony, Esq.April 10, 2013 022700
Reverse MergersSEC Guidance Section 3(a)(9) Exchanges Evaluated Laura Anthony, Esq.December 11, 2009 Section 3(a)(9) of the Securities Act of 1933, provides an exemption from the registration requirements for “[E]xcept with respect t... 033500