C&DIJOBS ACTJOBS ACT and CrowdfundingSection 15(d)The FAST ActUncategorized The SEC Issues Guidance On The FAST Act As It Relates To Savings And Loan Companies Laura Anthony, Esq.January 19, 2016 058100 Continue reading
Accredited InvestorsRegulation DRegulation D OfferingsRule 505Rule 506SECSEC Advisory CommitteeUncategorized SEC Issues Report On Accredited Investor Definition Laura Anthony, Esq.January 12, 2016 052900 Continue reading
C&DIMergers And AcquisitionsProxy StatementSEC Proxy RulesShareholder ProposalsSLB 14HUncategorized SEC Guidance On Proxy Presentation Of Certain Matters In The Merger And Acquisition Context Laura Anthony, Esq.January 5, 2016 079900 Continue reading
DAD/PALOTCQXOTCQX Listing RequirementsUncategorized OTC Markets Amends Listing Standards For The OTCQX Laura Anthony, Esq.December 29, 2015 041800 Continue reading
CrowdfundingIntrastate CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSection 4(a)(6)Uncategorized Title III Crowdfunding Laura Anthony, Esq.December 22, 2015 051500 Continue reading
Form S-1IPOS-1 Registration StatementSection 3(a)(39)Section 4(a)(7)The FAST ActUncategorized The Fast Act (Fixing American’s Surface Transportation Act) Laura Anthony, Esq.December 15, 2015 050300 Continue reading
Proxy StatementSchedule 14AShareholder ProposalsSLB 14HUncategorized SEC Guidance on Shareholder Proposals and Procedural Requirements Laura Anthony, Esq.December 8, 2015 050000 Continue reading
Intrastate OfferingRule 147Rule 504Rule 505Rule 506Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part II- Rules 504 And 505 Laura Anthony, Esq.December 1, 2015 045800 Continue reading
Finder's FeesFINRAFINRA ComplianceSECSEC GuidanceSecurities AttorneyUncategorized SEC Advisory Committee Recommendations Related To Finders Laura Anthony, Esq.November 24, 2015 039200 Continue reading
Intrastate CrowdfundingIntrastate OfferingRule 147Rule 504SECSection 3(a)(11)Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part 1 Laura Anthony, Esq.November 17, 2015 042200 Continue reading
