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Home Archive by Category "Uncategorized" (Page 26)

Uncategorized

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Regulation SHO Risk Alert SEC Guidance Securities Attorneys Uncategorized

SEC Issued Risk Alert on Options Trading Used to Evade Short Sale Requirements

Laura Anthony, Esq.

August 15, 2013

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Bad Actor Rules Bad Actors Dodd-Frank Act JOBS ACT JOBS ACT and Crowdfunding Regulation D Rule 506 SEC Guidance Securities Attorneys Uncategorized

SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings

Laura Anthony, Esq.

July 31, 2013

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14c Information Statement Form 10 Reverse Mergers Schedule 14C SEC Schedule 14A Section 14 Securities Attorneys Super 8-K Uncategorized

14C Information Statement Requirements for a Pre-Merger Recapitalization

Laura Anthony, Esq.

July 10, 2013

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616

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Regulation S-K SEC Guidance Securities Attorneys Uncategorized

SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases

Laura Anthony, Esq.

June 25, 2013

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273

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Form 10-K Form 8-K Regulation FD SEC Guidance Securities Attorneys Uncategorized

SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I

Laura Anthony, Esq.

April 25, 2013

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Private Placement Private Placement Memorandum SEC Guidance Securities Attorneys Uncategorized Venture Capital

Structuring The Private Placement Or Venture Investment- Pre-Deal Considerations

Laura Anthony, Esq.

April 17, 2013

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377

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Securities Attorneys Uncategorized

MARY JO WHITE HAS BEEN SWORN IN AS THE NEW CHAIR OF THE SEC

Laura Anthony, Esq.

April 11, 2013

On April 10, 2013 Mary Jo White was sworn in as chair of the Securities and Exchange Commission (SEC). Ms. White was nominated by P...

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Form 8-K Regulation FD SEC Guidance Securities Attorneys Uncategorized

SEC Clears Social Media As An Acceptable Form For Company Announcements

Laura Anthony, Esq.

April 10, 2013

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Private Placement Private Placement Memorandum Securities Attorneys Uncategorized

Structuring The Private Placement Investment- The Form Of The Investment

Laura Anthony, Esq.

March 28, 2013

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Going Public Private Placement Private Placement Memorandum Securities Attorneys Uncategorized Venture Capital

Structuring The Private Placement Investment- Development Stage Or Start Up Company Valuation

Laura Anthony, Esq.

February 26, 2013

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