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Home Archive by Category "Uncategorized" (Page 18)

Uncategorized

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Crowdfunding FINRA JOBS ACT JOBS ACT and Crowdfunding Reverse Mergers SEC Guidance Securities Attorneys Uncategorized

SEC Grapples With Crowdfunding Rulemaking

Laura Anthony, Esq.

April 24, 2012

On April 5, 2012 President Obama signed the JOBS Act into law. The SEC’s Rulemaking Duty Some of the rules went into effect immed...

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C&DI Mergers And Acquisitions Proxy Statement SEC Proxy Rules Shareholder Proposals SLB 14H Uncategorized

SEC Guidance On Proxy Presentation Of Certain Matters In The Merger And Acquisition Context

Laura Anthony, Esq.

January 5, 2016

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713

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Bad Actor Rules Bad Actors Dodd-Frank Act Rule 506 SEC Guidance Securities Attorneys Uncategorized

SEC Guidance on Rules Disqualifying Bad Actors from Participating in Rule 506 Offerings

Laura Anthony, Esq.

December 17, 2013

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395

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Proxy Statement Schedule 14A Shareholder Proposals SLB 14H Uncategorized

SEC Guidance on Shareholder Proposals and Procedural Requirements

Laura Anthony, Esq.

December 8, 2015

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423

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Form 10-K Form 8-K Regulation FD SEC Guidance Securities Attorneys Uncategorized

SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I

Laura Anthony, Esq.

April 25, 2013

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541

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Pay Ratio Disclosure Rules SEC Securities Attorney Securities Attorneys Uncategorized

SEC Has Adopted Final Pay Ratio Disclosure Rules

Laura Anthony, Esq.

September 8, 2015

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358

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FINRA JOBS ACT Private Investment in Public Equity (PIPE)SEC Small Cap Market Uncategorized

SEC Has Approved A Two-Year Tick Size Pilot Program For Smaller Public Companies

Laura Anthony, Esq.

June 16, 2015

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306

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Bad Actor Rules Bad Actors Dodd-Frank Act JOBS ACT JOBS ACT and Crowdfunding Regulation D Rule 506 SEC Guidance Securities Attorneys Uncategorized

SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings

Laura Anthony, Esq.

July 31, 2013

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NASAA Regulation A Regulation A+Securities Attorneys Small Cap Market Uncategorized

SEC Has Published Final Rules Adopting Regulation A+

Laura Anthony, Esq.

March 31, 2015

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SEC Investor Advisory Committee Meeting

Laura Anthony, Esq.

November 19, 2019 November 19, 2019

On November 7, 2019, the SEC Investor Advisory Committee held a meeting on the topics of (i) whether investors use environ...

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Disclaimer