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Home Archive by Category "Regulation S-K" (Page 3)

Regulation S-K

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Form 10-K Form 10-Q Form 8-K Regulation S-K Rule 144 Schedule 13D Schedule 13G Schedule 14A SEC SEC Advisory Committee Section 16 Uncategorized

SEC Small Business Advisory Committee Public Company Disclosure Recommendations

Laura Anthony, Esq.

October 27, 2015

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MD&A Regulation S-K Risk Factors Securities Attorneys Small Cap Market Uncategorized

ABA Federal Regulation Of Securities Committee Makes Recommendations On Regulation S-K

Laura Anthony, Esq.

June 1, 2015

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Form 10 Form 10-K Form 10-Q Form 8-K Regulation S-K Rule 144 Rule 144A Schedule 14C Smaller Reporting Company Uncategorized

Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies?

Laura Anthony, Esq.

December 23, 2014

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Regulation S-K Risk Factors Safe Harbors Uncategorized

Risk Factor Disclosures For Reporting Public Companies

Laura Anthony, Esq.

November 18, 2014

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Regulation FD Regulation S-K Rule 10b-18 Uncategorized

Public Company and Affiliate Stock Buyback Rules; Rule 10b-18

Laura Anthony, Esq.

September 2, 2014

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Direct Public Offering (DPO)Form S-1 Regulation S-K S-1 Registration Statement S-3 Registration Statement Section 5 Securities Attorneys White Paper

The DPO Process Including Form S-1 Registration Statement Requirements

Laura Anthony, Esq.

January 7, 2014

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Regulation S-K SEC Guidance Securities Attorneys Uncategorized

SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases

Laura Anthony, Esq.

June 25, 2013

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Dodd-Frank Act FINRA IPO JOBS ACT JOBS ACT and Crowdfunding PCAOB Auditing Regulation S-K

COMPREHENSIVE REVIEW OF TITLE I OF THE JOBS ACT AS RELATED TO EMERGING GROWTH COMPANIES

Laura Anthony, Esq.

November 14, 2012

On April 5, 2012, President Obama signed the Jumpstart our Business Startups Act (JOBS Act) into law. The JOBS Act was passed on a...

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Direct Public Offering (DPO)Due Diligence OTCBB Public Shell Company Regulation S-K Reverse Mergers

Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO

Laura Anthony, Esq.

October 17, 2009

Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord...

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