Private Investment in Public Equity (PIPE)Public Shell CompanyRule 144 Convertible Promissory Notes; Flexible Financing Options Laura Anthony, Esq.August 10, 2011 I have explored the topic of promissory notes in previous articles. This analysis shall specifically concentrate on convertible prom... 044800
Broker-DealerDirect Public Offering (DPO)Due DiligenceFINRAForm 10Funding PortalsGoing PublicGoing Public AttorneysMerger TransactionNASDAQOTC MarketOTCBBOTCQB and OTCQXPrivate Investment in Public Equity (PIPE)Public Shell CompanyReverse MergersRule 144S-1 Registration StatementSEC Rule 15c2-11Securities AttorneysUncategorized Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public Laura Anthony, Esq.January 21, 2014 082300
Blank Check CompaniesDirect Public Offering (DPO)Form 10Form S-1OTC MarketPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSmall Cap MarketUncategorized Direct Public Offerings by Shell Companies- Tread Carefully Laura Anthony, Esq.July 29, 2014 068500
Direct Public Offering (DPO)Due DiligenceForm 10Going PublicMerger TransactionMergers And AcquisitionsPublic Shell CompanyReverse MergersReverse Triangular MergerRule 144Securities AttorneysSuper 8-KSuper 8-k Requirements Guide to Reverse Merger Transaction Laura Anthony, Esq.March 18, 2014 00.9K00
Direct Public Offering (DPO)Due DiligenceOTCBBPublic Shell CompanyRegulation S-KReverse Mergers Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO Laura Anthony, Esq.October 17, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 036400
Articles of IncorporationDue DiligenceGoing PublicPCAOB AuditingPublic Shell CompanyReverse MergersSection 16 Reverse Mergers Hinge on Due Diligence and Cleaning Up Public Shells Laura Anthony, Esq.October 1, 2009 When a publicly traded company “goes dark” and becomes delinquent in its filing requirements, it generally becomes a public shell an... 035700
PinksheetsPublic Shell CompanyReverse MergersRule 144 Rule 144 and Pink Sheet Shells; Selling Shares Post Merger Laura Anthony, Esq.November 11, 2009 One of the most common inquiries received by securities attorneys today involves Issuers wanting to know when they and their shareho... 074100
FINRAForm 10Form 8-KForm S-1JOBS ACTPublic Shell CompanyRule 144S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys SEC Files Proceedings Against 19 S-1 Companies and Suspends Trading on 255 Shell Companies Laura Anthony, Esq.February 4, 2014 046200
Blank Check CompaniesFINRAForm 10Form 8-KPublic Shell CompanyRule 144Rule 419S-1 Registration StatementSEC GuidanceSecurities Attorneys SEC has Modified Policies on Offerings by Shell Companies Laura Anthony, Esq.October 1, 2013 053500
15c2-11 ApplicationCrowdfundingFINRAJOBS ACTOTC MarketPublic Shell CompanyReverse MergersSEC GuidanceSEC Rule 15c2-11Securities AttorneysUncategorized SEC Suspends Trading for Record Number of Shell Companies Laura Anthony, Esq.May 14, 2012 The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s... 048400