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Home Archive by Category "14c Information Statement"

14c Information Statement

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14c Information StatementNASDAQProxy StatementSEC

NASDAQ Requires Disclosure Of Third-Party Director Compensation

Laura Anthony, Esq.
October 11, 2016 October 11, 2016
On July 1, 2016, the SEC approved NASDAQ’s new rule requiring listed companies to publicly disclose compensation or other payments b...
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14c Information StatementProxy StatementSchedule 14AUncategorized

Proposed Amendments To Disclosure Of Hedging Policies For Officers, Directors And Employees

Laura Anthony, Esq.
February 17, 2015
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462
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14c Information StatementForm 10Reverse MergersSchedule 14CSEC Schedule 14ASection 14Securities AttorneysSuper 8-KUncategorized

14C Information Statement Requirements for a Pre-Merger Recapitalization

Laura Anthony, Esq.
July 10, 2013
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14c Information StatementOTCBBSchedule 14ASchedule 14CSEC GuidanceSEC Proxy RulesSEC Schedule 14ASection 14Securities AttorneysUncategorized

Elements Constituting “Solicitation” Such that a 14A Proxy Solicitation is Required Instead of a 14C Information Statement Under the Section 14 Proxy Rules of the Securities Exchange Act of 1934

Laura Anthony, Esq.
October 20, 2009
Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord...
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