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SEC Section 16 Filings
SEC Section 16 Filings- Under Section 16, every person who is an insider, including officers, directors and 10% shareholders, must f...
Year: 2015
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Section 16 Reporting Requirements
Section 16 Reporting Requirements- Under Section 16, every person who is an insider must file an initial statement on Form 3 within...
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Section 16 requirements
Section 16 requirements- Today I am continuing to discuss the Section 16 requirements and in particular the short swing trading prof...
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Section 4(a)(1) Exemption
Section 4(a)(1) Exemption- Just like for an issuer, when a shareholder sells or transfers shares that sale or transfer must either b...
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Sections 13 and 16 Reporting Requirements
Sections 13 and 16 Reporting Requirements- Sections 13 and 16 are individual SEC reporting requirements for officers, directors and...
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Securities Attorneys on the OTCQB
Securities LawCast©- Legal & Compliance, LLC- Securities Attorneys on the OTCQB. Laura Anthony, Esq. is a Securities Attorney an...