Watch LaterAdded 05:22 Securities Law Firm State Blue Sky Compliance July 1, 2015 April 10, 2022 State Blue Sky Compliance – Tier 2 offerings present a much needed opportunity for smaller companies to go public without the... 01.2K30
Watch LaterAdded 05:03 Securities Law Firm Super 8-K Filing Requirements August 18, 2015 April 10, 2022 Super 8-K Filing Requirements- A “Super 8-K” is an industry term used for an 8-K filed under Item 2.01 for the completion of a trans... 02.3K100
Watch LaterAdded 00:32 Securities Law Firm Super 8-k Requirements July 2, 2015 April 10, 2022 Super 8-k Requirements- Did you know that a “super 8-K” must be filed within 4 days of the closing of a reverse merger and must cont... 042200
Watch LaterAdded 04:53 Securities Law Firm The Depository Trust Company and DTC Eligibility Requirements August 27, 2015 April 10, 2022 The Depository Trust Company and DTC Eligibility Requirements- DTC stands for the Depository Trust Company. DTC is a central securit... 017.6K2230
Watch LaterAdded 05:24 Securities Law Firm The Difference Between A 506(b) Offering And A 506(c) Offering September 3, 2015 April 10, 2022 The Difference Between A 506(b) Offering And A 506(c) Offering- the difference between a traditional 506(b) offering and a 506(c) of... 01.5K140
Watch LaterAdded 04:33 Securities Law Firm The DTC and Removing A DTC Chill or Global Lock August 28, 2015 April 10, 2022 The DTC and Removing A DTC Chill or Global Lock- In the first two Lawcasts in this series I discussed generally what the DTC is and... 01.5K70
Form S-1IPOS-1 Registration StatementSection 3(a)(39)Section 4(a)(7)The FAST ActUncategorized The Fast Act (Fixing American’s Surface Transportation Act) Laura Anthony, Esq.December 15, 2015 060900
NYSE MKTSECSecurities AttorneySmall Cap MarketUncategorized The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance Laura Anthony, Esq.November 3, 2015 060000
Watch LaterAdded 04:53 Securities Law Firm The Merger and Acquisition Process November 19, 2015 April 10, 2022 The Merger and Acquisition Process- Today I am continuing my discussion on the responsibilities of the board of directors and in par... 03K90
Broker-DealerFINRAUncategorized The New FINRA Broker Background Check Rule Laura Anthony, Esq.March 24, 2015 July 13, 2017 076000