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Home 2014 April

Month: April 2014

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C&DICorporate LawRegulation FDRule 134SEC GuidanceSmall Cap MarketUncategorized

SEC Issues New Guidance on Use of Twitter and Other Social Media Communications

Laura Anthony, Esq.
April 29, 2014
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DAD/PALOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing RequirementsPinksheetsSmall Cap MarketUncategorized

OTCQX Listing and Quotation Eligibility and Requirements for U.S. Companies

Laura Anthony, Esq.
April 22, 2014
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1K
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Form 10Form 10-KForm 10-QForm 8-KRegulation FDRule 144S-1 Registration StatementSchedule 13DSchedule 14CSEC Schedule 14ASecurities AttorneysUncategorized

Public Company SEC Reporting Requirements

Laura Anthony, Esq.
April 15, 2014
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577
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Concurrent Private and Public OfferingsCorporate LawGun JumpingPrivate PlacementRegulation DRule 144S-1 Registration StatementSafe HarborsSection 4(2)Section 4(a)(2)Securities AttorneysUncategorized

Concurrent Public and Private Offerings

Laura Anthony, Esq.
April 8, 2014
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707
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OTC MarketOTCBBOTCQB and OTCQXOTCQXPinksheetsSEC Rule 15c2-11Uncategorized

OTC Markets has Modified its OTCQB Eligibility Criteria Effective May 1, 2014

Laura Anthony, Esq.
April 1, 2014
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614
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All rights reserved. Anthony L.G., PLLC

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