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Home Archive by Category "White Paper"

White Paper

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Corporate Law Form 10-K Insider Trading Schedule 13G SEC Guidance Section 13 Section 16 Securities Attorneys Small Cap Market Uncategorized White Paper

Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices

Laura Anthony, Esq.

June 30, 2014

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Broker Dealer Registration Requirements Broker-Dealer Finder's Fees Uncategorized White Paper

Finders- The Facts Related To Broker-Dealer Registration Requirements

Laura Anthony, Esq.

August 25, 2015

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Direct Public Offering (DPO)Form S-1 Regulation S-K S-1 Registration Statement S-3 Registration Statement Section 5 Securities Attorneys White Paper

The DPO Process Including Form S-1 Registration Statement Requirements

Laura Anthony, Esq.

January 7, 2014

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Depository Trust Company (DTC)DTC Chill DTC Eligibility DTC Global Locks Global Lock Rule 144 Securities Attorneys White Paper

DTC Unveils Procedures and Plans for a Rule Change that Applies to Issuers Affected By Chills and Locks

Laura Anthony, Esq.

October 8, 2013

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DAD/PAL LawCast Network OTC Market OTC Markets Listing Requirements OTC Pink OTC Pink Listing Requirements OTCBB OTCQB OTCQB and OTCQX OTCQB Listing Requirements OTCQX OTCQX Listing Requirements Uncategorized White Paper

OTC Markets Quotation Levels, Listing Requirements, and Comprehensive Pubco Criteria

Laura Anthony, Esq.

February 10, 2015

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Depository Trust Company (DTC)DTC Chill DTC Eligibility DTC Global Locks Form 10 Global Lock Rule 144 Securities Attorneys White Paper

DTC Has Published Proposed Rules Related To Chills and Locks

Laura Anthony, Esq.

January 28, 2014

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Crowdfunding FINRA Form D Funding Portals JOBS ACT JOBS ACT and Crowdfunding Rule 144 Section 5 White Paper

CROWDFUNDING FROM A TO Z

Laura Anthony, Esq.

October 4, 2012

As the expected deadline for the SEC to publish rules and regulations enacting the Crowdfunding Act (Title III of the Jumpstart Our...

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All rights reserved. Anthony L.G., PLLC

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Home
LawCasts
Laura Anthony, Esq.
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Disclaimer