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Home Archive by Category "Uncategorized" (Page 15)

Uncategorized

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Form 10 Form 10-K Form 10-Q Form 8-K Regulation S-K Rule 144 Rule 144A Schedule 14C Smaller Reporting Company Uncategorized

Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies?

Laura Anthony, Esq.

December 23, 2014

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Form S-1 IPO S-1 Registration Statement Section 3(a)(39)Section 4(a)(7)The FAST Act Uncategorized

The Fast Act (Fixing American’s Surface Transportation Act)

Laura Anthony, Esq.

December 15, 2015

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Crowdfunding Intrastate Crowdfunding Intrastate Offering JOBS ACT JOBS ACT and Crowdfunding Rule 147 SEC SEC Advisory Committee Securities Attorney Uncategorized

SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings

Laura Anthony, Esq.

October 13, 2015

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C&DI Form F-1 Form S-1 JOBS ACT JOBS ACT and Crowdfunding The FAST Act Uncategorized

SEC Issues Rules Implementing Certain Provisions Of The FAST Act

Laura Anthony, Esq.

February 2, 2016

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SEC Proposes Amendments To Rule 144

Laura Anthony, Esq.

December 31, 2020

I’ve been at this for a long time and although some things do not change, the securities industry has been a roller coaster of chang...

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DAD/PAL OTC Market OTC Markets Listing Requirements OTC Pink OTC Pink Listing Requirements OTCBB OTCQB OTCQB and OTCQX OTCQB Listing Requirements OTCQX OTCQX Listing Requirements Section 12 Uncategorized

OTCQX Listing and Quotation Eligibility and Requirements for International Companies

Laura Anthony, Esq.

September 8, 2014

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NYSE MKT SEC Securities Attorney Small Cap Market Uncategorized

The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance

Laura Anthony, Esq.

November 3, 2015

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PCAOB Auditing Sarbanes-Oxley Act of 2002 SEC Guidance Uncategorized

Analysis of Section 404(b) of the Sarbanes-Oxley Act of 2002 for Non-Accelerated Filers

Laura Anthony, Esq.

October 15, 2009

Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord...

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Bad Actor Rules Bad Actors C&DI Regulation A Regulation D Uncategorized

SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers

Laura Anthony, Esq.

April 21, 2015

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Form 10 Form 10-K Form 10-Q Form 8-K Regulation FD Rule 144 S-1 Registration Statement Schedule 13D Schedule 14C SEC Schedule 14A Securities Attorneys Uncategorized

Public Company SEC Reporting Requirements

Laura Anthony, Esq.

April 15, 2014

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