- No videos yet!
  Click on "Watch later" to put videos here
- View all videos
- Don't miss new videos
  Sign in to see updates from your favourite channels
  
  Sign In
- You are not logged in!
  Login | Create new account

Home
LawCasts
Laura Anthony, Esq.
Securities Law Blogs
Contact
Disclaimer

- You are not logged in!
  Login | Create new account

Home Archive by Category "Uncategorized" (Page 16)

Uncategorized

289 Posts

Sort by: Most viewed

ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

SEC Re-Opens Comments On The Use Of Universal Proxy Cards

Laura Anthony, Esq.

June 4, 2021

On April 16, 2021, the SEC voted to reopen the comment period on the proposed rules for the use of Universal proxy cards in all non-...

0

583

0

0

C&DI GAAP Regulation G Uncategorized

SEC Issues New C&DI On Use Of Non-GAAP Measures; Regulation G – Part 1

Laura Anthony, Esq.

May 24, 2016

0

581

0

0

SPAC Transactions Continue Amid SEC Cautionary Statements

Laura Anthony, Esq.

April 16, 2021

Since I wrote about the SPAC IPO boom in June 2020 (HERE), the trend has not waned. However, as soon as celebrities like Jay-Z, Sha...

0

579

0

0

NYSE MKT SEC Securities Attorney Small Cap Market Uncategorized

The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance

Laura Anthony, Esq.

November 3, 2015

0

577

0

0

C&DI Form F-1 Form S-1 JOBS ACT JOBS ACT and Crowdfunding The FAST Act Uncategorized

SEC Issues Rules Implementing Certain Provisions Of The FAST Act

Laura Anthony, Esq.

February 2, 2016

0

575

0

0

Depository Trust Company (DTC)DTC Chill DTC Eligibility DTC Global Locks Global Lock Rule 144 Rule 144A Securities Attorneys Uncategorized

Once Again, DTC Amends Proposed Procedures for Issuers Affected by Chills and Proposes Subsequent Rule Change

Laura Anthony, Esq.

May 13, 2014

0

571

0

0

FINRA FINRA Compliance OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Uncategorized

FINRA Seeks to Eliminate the OTCBB and Impose Regulations on the OTC Markets

Laura Anthony, Esq.

October 28, 2014

0

571

0

0

Crowdfunding Intrastate Crowdfunding Intrastate Offering JOBS ACT JOBS ACT and Crowdfunding Rule 147 SEC SEC Advisory Committee Securities Attorney Uncategorized

SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings

Laura Anthony, Esq.

October 13, 2015

0

569

0

0

FINRA FINRA Compliance OTC Market Reverse Split Rule 10b-17 Small Cap Market Uncategorized

The ECOS Matter; When Is A Reverse Split Effective?

Laura Anthony, Esq.

September 30, 2014

0

567

0

0

Dodd-Frank Act FINRA Rule 144 SEC Securities Attorney Securities Attorneys The FAST Act Uncategorized

House Passes More Securities Legislation

Laura Anthony, Esq.

March 15, 2016

0

567

0

0

All rights reserved. Anthony L.G., PLLC

- No videos yet!
  Click on "Watch later" to put videos here
- View all videos
- Don't miss new videos
  Sign in to see updates from your favourite channels
  
  Sign In
- You are not logged in!
  Login | Create new account

Home
LawCasts
Laura Anthony, Esq.
Securities Law Blogs
Contact
Disclaimer